-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I/2rtCXIOYSvOCnhH6RYbCV22rPtmnaiGxwTYxI5r1XeIZFgO+D85DRi/0lY50JX hU3dJr0GW759Cp5wSQzlNw== 0000910680-98-000096.txt : 19980218 0000910680-98-000096.hdr.sgml : 19980218 ACCESSION NUMBER: 0000910680-98-000096 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980213 SROS: AMEX SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALLOU HEALTH & BEAUTY CARE INC CENTRAL INDEX KEY: 0000846538 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-DRUGS PROPRIETARIES & DRUGGISTS' SUNDRIES [5122] IRS NUMBER: 112953972 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-40474 FILM NUMBER: 98539434 BUSINESS ADDRESS: STREET 1: 50 EMJAY BLVD CITY: BRENTWOOD STATE: NY ZIP: 11717 BUSINESS PHONE: 5162734000 MAIL ADDRESS: STREET 1: 50 EMJAY BLVD CITY: BRENTWOOD STATE: NY ZIP: 11717 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: JACOBS HERMAN CENTRAL INDEX KEY: 0001006786 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O ALLOU HEALTH & BEAUTY CARE INC STREET 2: 50 EMJAY BLVD CITY: BRENTWOOD STATE: NY ZIP: 11717 BUSINESS PHONE: 5162734000 MAIL ADDRESS: STREET 1: C/O ALLOU HEALTH & BEAUTY CARE INC STREET 2: 50 EMJAY BLVD CITY: BRENTWOOD STATE: NY ZIP: 11717 SC 13G/A 1 HERMAN JACOBS - SCHED 13G/A NO.6 OMB APPROVAL --------------------------- OMB Number: 3235-0145 Expires: October 31, 1997 Estimated average burden hours per response....14.90 --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6 )* Allou Health & Beauty Care, Inc. --------------------------------------------------------------------- (Name of Issuer) Class A Common Stock, par value $.001 per share --------------------------------------------------------------------- (Title of Class of Securities) 019782 10 1 ---------------------------------------------------- (CUSIP Number) SEC 1745 (2-95) Page 1 of 5 pages - --------------------- ----------------- CUSIP No. 019782 10 1 13G Page 2 of 5 Pages - --------------------- ----------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Herman Jacobs - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) N/A (b) - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION USA - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 448,750 OWNED BY -------------------------------------------------- EACH 6 SHARED VOTING POWER REPORTING PERSON -0- WITH -------------------------------------------------- 7 SOLE DISPOSITIVE POWER 448,750 -------------------------------------------------- 8 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 448,750 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* N/A - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.62% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! SEC 1745 (2-95) Page 2 of 5 pages - --------------------- ----------------- CUSIP No. 019782 10 1 13G Page 3 of 5 Pages - --------------------- ----------------- Except as to Item 4, no change has occurred with respect to the answer to any items of this Schedule from the information last reported in respect of such item. ITEM 4. OWNERSHIP. As of December 31, 1997: (a) Amount beneficially owned: 448,750 shares. (i) Includes the following shares of Class A Common Stock, par value $.001 per share (the "Class A Common Stock"), held by Mr. Jacobs: 25,000 shares of Class A Common Stock held by Mr. Jacobs; 34,000 shares of Class A Common Stock issuable upon exercise of stock options held by Mr. Jacobs and exercisable at $7.70 per share; 20,000 shares of Class A Common Stock issuable upon exercise of stock options held by Mr. Jacobs and exercisable at $6.60 per share; and 18,750 shares of Class A Common Stock issuable upon exercise of stock options held by Mr. Jacobs and exercisable at $6.47 per share. Does not include the following shares of Class A Common Stock held by Mr. Jacobs that he does not have the right to acquire within 60 days: 20,000 shares of Class A Common Stock issuable upon exercise of stock options held by Mr. Jacobs and exercisable at $6.60 per share; and 56,250 shares of Class A Common Stock issuable upon exercise of stock options held by Mr. Jacobs and exercisable at $6.47 per share. (ii) Includes the following shares of Class B Common Stock, par value $.001 per share (the "Class B Common Stock"), held by Mr. Jacobs: 293,750 shares of Class B Common Stock held by Mr. Jacobs; 41,000 shares of Class B Common Stock issuable upon exercise of stock options held by Mr. Jacobs and exercisable at $7.70 per share, such Class B Common Stock is convertible at any time into Class A Common Stock on a share for share basis; and 16,250 shares of Class B Common Stock issuable upon exercise of stock options held by Mr. Jacobs and exercisable at $6.47 per share. Does not include the following shares of Class B Common Stock held by Mr. Jacobs that he does not have the right to acquire within 60 days: 100,000 shares of Class B Common Stock issuable upon exercise of stock options held by Mr. Jacobs and exercisable at $5.80 per share; 25,000 shares of Class B Common Stock issuable upon exercise of stock options held by Mr. Jacobs and exercisable at $7.70 per share; and 48,750 shares of Class B Common stock issuable upon exercise of stock options held by Mr. Jacobs and exercisable at $6.47 per share. Each share of Class B Common Stock has five votes per share; each share of Class A Common Stock has one vote per share. SEC 1745 (2-95) Page 3 of 5 pages - --------------------- ----------------- CUSIP No. 019782 10 1 13G Page 4 of 5 Pages - --------------------- ----------------- (b) Percent of Class: 7.62% (c) Number of shares as to which such person has: (i) sole power to vote or direct the vote: 448,750 (ii) shared power to vote or direct the vote: None (iii) sole power to dispose or direct the disposition of: 448,750 (iv) shared power to dispose or direct the disposition of: None SEC 1745 (2-95) Page 4 of 5 pages - --------------------- ----------------- CUSIP No. 019782 10 1 13G Page 5 of 5 Pages - --------------------- ----------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 13, 1998 --------------------------- Date /s/ Herman Jacobs --------------------------- Signature Herman Jacobs --------------------------- Name SEC 1745 (2-95) Page 5 of 5 pages -----END PRIVACY-ENHANCED MESSAGE-----